Growing Compliance team
Great opportunity for growth and development
About Our Client
Our client are a growing Corporate and Investment Bank based in the City and this role sits within their Compliance Advisory team.
Job Description
The Central Compliance – Transaction Reporting Advisor – AVP who will be based in London will be responsible for:

Managing queries and escalating issues for remediation, often
Knowledge many complex regulations such as MiFID II, EMIR TR, SFTR and other related matters, assessing the operational impact of newly implemented regulations and regulations in the pipeline including MIFIR, EMIR and SFTR reporting and the impact of new business systems to regulatory reporting
Understanding of trade booking practices, valuations, use of new systems (with a potential regulatory impact), record keeping practices, read across of issues (learning from mistakes) from one area to another (e.g. Operations to Risk; or Bank to Capital Markets).
Liaise closely with Compliance Advisory teams, Compliance Training and Communications, Compliance Monitoring & Surveillance, Regulatory Affairs and Financial Crime within the Compliance Department.
Contribute to the risk assessments processes for trade and transaction reporting
Will collaborate with the Operational Risk and Internal Audit in their reviews and investigations and where appropriate advice on appropriate solutions to required actions.
The Successful Applicant
The Central Compliance – Transaction Reporting Advisor – AVP should have:

Degree or relevant experience

Experience of:
advising businesses on how to comply with laws, rules and regulations
investigating potential or actual breaches of relevant laws, rules and regulations
financial services and markets
reporting systems and infrastructure
trading and sales environments

Ideally knowledge of:

Transaction reporting requirements under MiFIR, EMIR & SFTR
Investment products and bookings systems

Positive approach to providing solutions.

Ability to multi-task and work well under pressure.

Good communicator.
What’s on Offer
Salary of £65k-£70k

Hybrid working

Attractive benefits package